Capabilities

Asset Management

du Pasquier is a Registered Investment Advisor under the Act of 1940. We are committed to providing capital preservation and above average investment returns based on disciplined equity and fixed income strategies. more +

Brokerage & Risk Management

du Pasquier’s risk management team is capable of customizing strategies to meet the needs of money manager clients using synthetic and short-selling techniques, based on macro, technical, and fundamental factors. more +

Investment Banking & Capital Placement

du Pasquier provides a variety of investment banking and capital placement services to corporations and entities covered by Regulation D, including Private Investments in Public Equity’s (“PIPES”) and Alternative Investments. more +

Non Deal Road Shows & Idea Generation & Exchange

du Pasquier is committed to creating an atmosphere that is conducive to idea generation and exchange. more +

Prime Brokerage Services

Many small professional money managers are overlooked and under served by the larger firms. du Pasquier can assist these managers in many ways. more +

Business Transition Services

Many small financial services firms lack a succession plan/exit strategy, making ownership transfer extremely challenging. They may fail to realize their full value because they have not institutionalized important aspects of their business. more +